Search for: "Credit Suisse Asset Management, LLC"
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20 Mar 2023, 11:59 am
Credit risk: Issuers of assets held by the Fund may not pay income or repay capital when due. [read post]
2 Apr 2020, 7:49 am
Credit Suisse High Yield Bond Fund, Inc. is a closed ended fixed income mutual fund launched and managed by Credit Suisse Asset Management, LLC. [read post]
12 Jun 2010, 8:03 am
Catalyst Health Solutions, a provider of pharmacy benefit management services, has won a $9.8 million FINRA arbitration award against Credit Suisse in connection with student loan-backed auction rate securities. [read post]
25 Mar 2020, 9:11 am
Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETN (AMJL) Investment Losses Have you suffered losses investing in Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETN (AMJL)? [read post]
31 Jan 2019, 8:04 am
This includes one case (likely among many others) in which advisors at Credit Suisse reportedly advised an individual investor to, “allocate a significant portion of his retirement funds in a high-fee proprietary [yield enhancement] strategy. [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management… [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management… [read post]
1 Feb 2018, 3:35 am
(UPRS) and Bernard Gelb (Gelb), UPRS’s vice-president and general manager, bring this breach of contract action against defendants Credit Suisse First Boston Corporation and Credit Suisse First Boston LLC (collectively, Credit Suisse), alleging that Credit Suisse has refused to execute contractually required documents that would enable plaintiffs to recover unclaimed property held in… [read post]
11 Nov 2011, 1:20 am
Hicks and Locust Offshore Management, LLC Marketing, of course, is an issue close to the heart of every hedge fund manager. [read post]
21 Oct 2011, 7:44 am
”The SEC has also instituted settled administrative proceedings against Credit Suisse Asset Alternative Capital, LLC (CSAC), Credit Suisse Asset Management, LLC , and the Credit Suisse protfolio manager responsible for the transaction, based on their conduct in the Class V III transaction. [read post]
17 Sep 2008, 4:28 pm
" Legg Mason, SunTrust, Morgan Stanley, Charles Schwab, Wachovia, Bank of America, and Credit Suisse are among the firms that have supported their money market funds in this manner. [read post]
1 Mar 2013, 11:56 am
EagleEye Asset Management, LLC and Jeffrey A. [read post]
22 May 2019, 10:16 am
These firms include UBS Financial Services, Merrill Lynch, Credit Suisse, and Morgan Stanley. [read post]
17 Apr 2011, 12:39 pm
Barnett | CEO, Revere Capital Advisors Sponsored by: Dorman Trading 11:30-12:30 Adding Value Through L/S Commodity Investing- Moderator: Ray McKenzie | ICE Futures US Mike Dubin | Managing Director, Silvercrest Asset Management Toby Elliman | Managing Partner, Guidance Capital LLC 12:30-1:30 Lunch Sponsored by: ICE 1:15-2:00 (KEYNOTE) The Capital Markets, U.S. [read post]
3 Oct 2019, 6:43 am
Morgan, Barclays, Goldman Sachs, Credit Suisse and Morgan Stanley. [read post]
4 Jun 2015, 11:30 am
Stone was Managing Director and head of the Mortgage and Asset-Backed Group at Prudential Bache. [read post]
4 Jun 2015, 11:30 am
Stone was Managing Director and head of the Mortgage and Asset-Backed Group at Prudential Bache. [read post]
3 Jun 2010, 1:00 pm
Morgan Asset Management Melody Rollins, PIMCO Beatrice Sibblies, BOS Development Solera Capital Chrystal Stokes Williams, American Express Company Alexis E. [read post]
21 Mar 2013, 6:50 am
Credit Suisse several years ago set up a dedicated team to help banks with activists. [read post]
7 Jan 2010, 12:30 pm
Prior to the acquisition of DLJ by Credit Suisse, Mr. [read post]
